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ThomasC11 (California)
Posts: 210
Posted:
We recently had a recall election. Voting Service rejected 4 proxies that had the 1st page filled out with name/address/signature, yet proxyholder overlooked checking the Yes or No for Recall box on Page 2.

Proxy was given back to proxyholder who then successfully sought out Homeowner to fill out Page 2.

Proxy was presented again, yet turned away again because Inspector of Elections said "how do we know you didn't just go in the parking lot and fill out page 2". No reference to any voting/proxy procedures were given as a valid reason not to accept.

Is there any documented set of instructions on how to address these proxies in California?

I would argue that it would be considered an Undirected or General proxy and at the least, count toward quorum.

thanks for any direction
SheliaH (Indiana)
Posts: 6,964
Posted:
You'll have to check the statutes to see if it addresses use of proxies - on this site, lots of people reference the Davis-Stirling law, so go to your state legislature website to look it up or Google it. You should also check your own documents to see what they say about using proxies, along with the letter that should have accompanied the one you received.

Usually proxies are used to help set a quorum for a meeting, such as an annual homeowner's meeting and in some cases, they can also be used to cast votes for HOA boards. Our association uses our proxy for both, and homeowners can choose one or both, naming someone to show up at the meeting and cast the vote on their behalf or authorize the board president to do it. If they submit the proxy in time (which you can do on the day of the meeting) and you're in good standing with assessments, contains the owner's name, address signature and signature date (in pen, not stamped), it's valid. If you decide to stay for the meeting, the proxy is cancelled and you cast your own vote.

That's why I don't know why the inspector rejected your proxy. If the association was having a formal meeting anyway to discuss the recall and perhaps cast a formal vote, where proxies would be counted along with the homeowners who personally showed up, you should have been able to cast your vote in person, proxy or not, as long as you were in good standing.

You didn't say if this recall went through or if the 4 rejected proxies were enough to swing the vote in one direction or another. If not, you may want to express your concerns to the board on wording instructions properly.

If it is not right do not do it; if it is not true do not say it. Marcus Aurelius
KerryL1 (California)
Posts: 14,550
Posted:


Sheila wrote: "You didn't say if this recall went through or if the 4 rejected proxies were enough to swing the vote in one direction or another." Good pits. So, Thomas, did the elimination of these 4 matter?? Did their elimination mean there was no quorum??

As noted previously to you (I believe) CA requires that its HOAs have Election Rules. What do yours say about proxies? You've also been advised previously to visit davis-stirling.com to get some legal opinions on HOA topics. For a recall election as for all our elections, our HOA attorney would certainly attend. Did yours?

Since mail-in ballots, which are secret, were initiated in CA in 2006, my HOA of 200+ condos has had NO one vote by proxy. If they don't want to make a choice they can check "For quorum purposes only," or not return theirs, by mail or in person, at all. There is no requirement to be physically present in order to vote in CA. So why did at least 4 in your HOA try to vote by proxy? It really makes no sense.

I assume, from what you've written previously that you want to see the recall proceed, is that correct (no, I didn't go back to review your previous posts so my memory may be flawed.)
KerryL1 (California)
Posts: 14,550
Posted:
So now I'm really confused but not surprising since I know nothing about proxys as no one in our HOA uses them. No need in CA.

But: isn't it try that the voter who wants a proxy to vote for her, gives it to the proxy holder and
KerryL1 (California)
Posts: 14,550
Posted:
Oops--didn't mean to send....
JanetB2 (Colorado)
Posts: 4,219
Posted:
Quote:
Posted By JohnC46 on 01/29/2017 5:07 PM
I say even if the 2nd page was left blank that the proxy should still counted for Quorum. If the giver was located and filled in the 2nd page, a simple signature/initial on the change should suffice.

I concur with John ... If the above in bold is good for a bank when someone corrects a mistake on a check it should be good for an HOA.
RichardP13 (California)
Posts: 3,868
Posted:
Thomas

The proxy should have counted for quorum purposes only, unless the powers to be, the Board, the attorneys or PM didn't. If you want to challenge them, it would be on your dime and they know it.
ThomasC11 (California)
Posts: 210
Posted:
Quote:
Posted By SheliaH on 01/29/2017 1:07 PM
You'll have to check the statutes

You didn't say if this recall went through or if the 4 rejected proxies were enough to swing the vote in one direction or another. If not, you may want to express your concerns to the board on wording instructions properly.

Recall was short by 2 (455 of 457 for quorum). The 4 proxies would have given us quorum, along with 4 other proxies that were invalidated because Homeowner name on proxy did not match Homeowner name on the list used by voting company (provided by our Management Co). All 4 people are Homeowners, but list was not maintained over time causing their names not to appear.

We did express concerns to Board, no answer.

We then went to Small Claims, case was dismissed without prejudice as Judge said we were in wrong arena.

We just finished 2 days of Superior Court (on our dime) and argued that the proxies should at least count toward quorum.

Thanks to all for your valued opinion, we have found nothing in Davis Stirling or anywhere else beyond mere recommendations on how to handle undirected proxies.

So when folks say they should have counted toward quorum, is there any source you can cite?

RichardP13 (California)
Posts: 3,868
Posted:
http://www.davis-stirling.com/tabid/2021/Default.aspx
ThomasC11 (California)
Posts: 210
Posted:
Yes saw that yet it says: Following are sample rules
RichardP13 (California)
Posts: 3,868
Posted:
Those are sample rules that an attorney may put in for the associations they represent.

At the end of the day the powers to be when do whatever they can to stay in power. As far as i know there are no rules for the use and interpretation of proxies. In California, because we have secret ballots, proxies should be done away with. My opinion, based on experience.
RichardP13 (California)
Posts: 3,868
Posted:
Thomas

In further reading of your comment that the voting service did not allow the 4 owners that were not on the list because of the deficiency of the MC was outragous. I could have won that argument by pulling the title reports of each owner.
ThomasC11 (California)
Posts: 210
Posted:
The whole thing is outrageous, but classic isn't it? Spend Homeowners $$ to defend whatever the Board doesn't want to accept as rightful.

We pulled Deeds, met with Mgmnt. Pres and VP. They corrected the errors to Homeowner List yet Board would still not acknowledge that errors were in fact made. If they did it might, well then....

We took all docs to trial, Judge accepted all of the proxies but did not accept Deeds due to lack of authenticity. It was a copy of the Deed that any Title Co. can get, we needed more supporting documentation I suppose.

I think we made our point though, by showing that Mgmt. Co made changes to HO List, documented in email from VP.
SheliaH (Indiana)
Posts: 6,964
Posted:
Sorry you lost this battle, but that doesn't have to mean you lose the war. First of all, this is a reminder to all homeowners to make sure the management company has everyone's contact information. Sure, they could run title reports, but it would be a lot faster if the HOMEOWNERS made a phone call, sent an email, etc. That said, I think your board was petty and they certainly should be more clear regarding their use of proxies, so you should continue to push on that.

This may be a wake up call to the board that they need to get themselves together and do things the right way - if they do that, fine. However, you should continue to monitor them and call them out when you see something wrong. In the long run, you and other like-minded homeowners might want to consider running against these folks in the next general election - and yes, you should consider running yourself. You might not get everyone out, but if some of your group makes it to the board, that's a start. This will take time and you may get some static from the board, but that's politics, so get in your car, fasten your seat belt and hold on! I wouldn't run on the proxy issue - look for larger issues such as the status of the community reserves that should prompt people to pay more attention. Good luck!


If it is not right do not do it; if it is not true do not say it. Marcus Aurelius
ThomasC11 (California)
Posts: 210
Posted:
2 of us are now on the Board, and it is a bit rough at times. Especially since we took the others to Court.

We have not lost, it is all in Judge's hands now.

I started the thread looking for some documented policy on the use of undirected proxies. I believe I received some good advice, nothing in writing, it is left up to interpretation. The voting company should act in a way to encourage quorum and they did not.

KerryL1 (California)
Posts: 14,550
Posted:
When is the next election, Thomas? Campaign like crazy to get more people like you on the Board.

And, as stated in my above and Richard points out do whatever you can to urge Owners to vote via the ballots they are sent in the mail. Make sure the instructions are crystal clear in the mailer. Make sure the ballot has on it "For purposes of quorum only" of those who don't wish to actually vote.

completely downplay proxies--they just aren't needed in CA as I hope you know.

In my strong opinion, you and the others who sought the recall should have done everything possible to encourage quorum. Or was it in some sort of contact with the "Voting Company" that they do it.

Meantime, Sheila makes a good point. The action by you and others to attempt a recall might encourage them to better conduct themselves. Perhaps you're all adult enough to work together on the board for what is best for your HOA instead of focusing on personal behavior.
RichardP13 (California)
Posts: 3,868
Posted:
Thomas

Unfortunately, there isn't anything in writing that tells how proxies are handled. Civil Code says that HOA's shall adopt election rules. *0% in California don't have them. Proxies shouldn't be allowed IF you don't have procedures to handle them.

It appears that because of the number of proxies received that you're in a rather large association. It's possible that legal counsel got involved in the process of the recall and maybe in the interpretation of the proxies. Any reasonable person would have assumed that the proxies not filled in with a yes or no should have been counted towards quorum only, not thrown out.

I had a situation similar to yours eight years ago. Their attorney at the time had a vested interest in the outcome of our elections. The law firm to this day believes that any person who votes by secret ballot MUST be present in order to adjourn a meeting if quorum isn't achieved at the initial meeting. Every attorney I spoke to, including the attorney who run davis-stirling.com, disagreed. They cancelled our election and a lawsuit that drained our association by $200k followed right afterwards.

The other issue was, at that time, proxies were allowed in our association, even though the association had no responsibility to provide the membership with a proper, legal form. On the day of the election knowing quorum wasn't going to be achieved, I received a proxy from a legitimate law firm which our attorney rejected as being not legal. Later we discussed the fix was in.

Based on what you described, I can't see why any of the proxies in question would have been rejected for quorum purposes only.

ThomasC11 (California)
Posts: 210
Posted:
Next Election is in July. We will rid this Association of pests one way or another.

Thanks Richard, I empathize with your past situation. It is amazing what the powers at be do to remain so.

Lie, cheat, and steal.
ThomasC11 (California)
Posts: 210
Posted:
Quote:
Posted By RichardP13 on 01/31/2017 8:28 AM
Thomas


It's possible that legal counsel got involved in the process of the recall and maybe in the interpretation of the proxies.


During testimony of Accurate Voting's Inspector of Elections, she stated that she had several conversations with HOA Attorney during the evening of the recall.

This is a clear violation of our Election Rules that state NOBODY is to come within 5 Ft. of the Inpector.

There is enough evidence to prove that there was confusion and uncertainty surrounding the whole process, possible collusion.
JohnC46 (South Carolina)
Posts: 14,265
Posted:
Thomas

This subject is interesting but why did you come out asking questions when it is already in the hands of the court?

Shopping for answers out here is not going to influence the court.
ThomasC11 (California)
Posts: 210
Posted:
presenting brief on friday, still time to cite any Civil Codes if there are any.

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